Tex. Health & Safety Code Section 142.017
Administrative Penalty


(a)

The department may assess an administrative penalty against a person who violates:

(1)

this chapter or a rule adopted under this chapter; or

(2)

Section 102.001 (Soliciting Patients; Offense), Occupations Code, if the violation relates to the provision of home health, hospice, habilitation, or personal assistance services.

(b)

The penalty shall be not less than $100 or more than $1,000 for each violation. Each day of a violation that occurs before the day on which the person receives written notice of the violation from the department does not constitute a separate violation and shall be considered to be one violation. Each day of a continuing violation that occurs after the day on which the person receives written notice of the violation from the department constitutes a separate violation.

(c)

The executive commissioner by rule shall specify each violation for which the department may assess an administrative penalty. In determining which violations warrant penalties, the department shall consider:

(1)

the seriousness of the violation, including the nature, circumstances, extent, and gravity of the violation and the hazard of the violation to the health or safety of clients; and

(2)

whether the affected home and community support services agency had identified the violation as a part of its internal quality assurance process and had made appropriate progress on correction.

(d)

The executive commissioner by rule shall establish a schedule of appropriate and graduated penalties for each violation based on:

(1)

the seriousness of the violation, including the nature, circumstances, extent, and gravity of the violation and the hazard or safety of clients;

(2)

the history of previous violations by the person or a controlling person with respect to that person;

(3)

whether the affected home and community support services agency had identified the violation as a part of its internal quality assurance process and had made appropriate progress on correction;

(4)

the amount necessary to deter future violations;

(5)

efforts made to correct the violation; and

(6)

any other matters that justice may require.

(e)

Except as provided by Subsection (j), the executive commissioner by rule shall provide the home and community support services agency with a reasonable period of time following the first day of a violation to correct the violation before the department assesses an administrative penalty if a plan of correction has been implemented.

(f)

An administrative penalty may not be assessed for minor violations unless those violations are of a continuing nature or are not corrected.

(g)

The executive commissioner shall establish a system to ensure standard and consistent application of penalties regardless of the home and community support services agency location.

(h)

All proceedings for the assessment of an administrative penalty under this chapter are subject to Chapter 2001 (Administrative Procedure), Government Code.

(i)

The department may not assess an administrative penalty against a state agency.

(j)

The department may assess an administrative penalty without providing a reasonable period of time to the agency to correct the violation if the violation:

(1)

results in serious harm or death;

(2)

constitutes a serious threat to health or safety;

(3)

substantially limits the agency’s capacity to provide care;

(4)

is a violation in which a person:

(A)

makes a false statement, that the person knows or should know is false, of a material fact:
(i)
on an application for issuance or renewal of a license or in an attachment to the application; or
(ii)
with respect to a matter under investigation by the department;

(B)

refuses to allow a representative of the department to inspect a book, record, or file required to be maintained by an agency;

(C)

wilfully interferes with the work of a representative of the department or the enforcement of this chapter;

(D)

wilfully interferes with a representative of the department preserving evidence of a violation of this chapter or a rule, standard, or order adopted or license issued under this chapter;

(E)

fails to pay a penalty assessed by the department under this chapter not later than the 10th day after the date the assessment of the penalty becomes final; or

(F)

fails to submit:
(i)
a plan of correction not later than the 10th day after the date the person receives a statement of licensing violations; or
(ii)
an acceptable plan of correction not later than the 30th day after the date the person receives notification from the department that the previously submitted plan of correction is not acceptable;

(5)

is a violation of Section 142.0145 (Violation of Law Relating to Advance Directives); or

(6)

involves the rights of the elderly under Chapter 102 (Rights of the Elderly), Human Resources Code.
Added by Acts 1997, 75th Leg., ch. 1191, Sec. 7, eff. Sept. 1, 1997. Amended by Acts 1999, 76th Leg., ch. 276, Sec. 10, eff. Sept. 1, 1999; Acts 2001, 77th Leg., ch. 1420, Sec. 14.778, eff. Sept. 1, 2001.
Amended by:
Acts 2007, 80th Leg., R.S., Ch. 809 (S.B. 1318), Sec. 9, eff. September 1, 2007.
Acts 2015, 84th Leg., R.S., Ch. 1 (S.B. 219), Sec. 3.0406, eff. April 2, 2015.
Acts 2015, 84th Leg., R.S., Ch. 826 (H.B. 4001), Sec. 14, eff. September 1, 2015.

Source: Section 142.017 — Administrative Penalty, https://statutes.­capitol.­texas.­gov/Docs/HS/htm/HS.­142.­htm#142.­017 (accessed May 4, 2024).

142.001
Definitions
142.002
License Required
142.003
Exemptions from Licensing Requirement
142.004
License Application
142.005
Compliance Record in Other States
142.006
License Issuance
142.007
Notice of Drug Testing Policy
142.008
Branch Office
142.009
Surveys
142.010
Fees
142.011
Denial, Suspension, or Revocation of License
142.0011
Scope, Purpose, and Implementation
142.0012
Controlling Person
142.012
Powers and Duties
142.013
Injunction
142.014
Civil Penalty
142.017
Administrative Penalty
142.018
Reports of Abuse, Exploitation, or Neglect
142.019
Certain Physician Referrals Prohibited
142.020
Disposal of Special or Medical Waste
142.021
Administration of Medication
142.022
Exemptions for Nursing Students and Medication Aide Trainees
142.023
Rules for Administration of Medication
142.024
Home Health Medication Aide Training Programs
142.0025
Temporary License
142.025
Issuance and Renewal of Home Health Medication Aide Permit
142.026
Fees for Issuance and Renewal of Home Health Medication Aide Permit
142.027
Violation of Home Health Medication Aide Permits
142.028
Emergency Suspension of Home Health Medication Aide Permits
142.029
Administration of Medication
142.030
Dispensing Dangerous Drugs or Controlled Substances
142.041
Definition
142.042
Policy
142.043
Employee Training
142.044
Authorized Disposal
142.0061
Possession of Sterile Water or Saline
142.0062
Possession of Certain Vaccines or Tuberculin
142.0063
Possession of Certain Dangerous Drugs
142.0065
Display of License
142.0085
Alternate Delivery Site License
142.0091
Training
142.0092
Consumer Complaint Data
142.0093
Retaliation Prohibited
142.0094
Use of Regulatory Survey Reports and Other Documents
142.0095
Investigations of Home and Community Support Services Agencies Providing Hospice Services
142.0104
Change in Application Information
142.0105
License Renewal
142.0145
Violation of Law Relating to Advance Directives
142.0171
Notice
142.0172
Hearing
142.0173
Notice and Payment of Administrative Penalty
142.0174
Use of Administrative Penalty
142.0175
Expenses and Costs for Collection of Civil or Administrative Penalty
142.0201
Registration for Evacuation

Accessed:
May 4, 2024

§ 142.017’s source at texas​.gov