Texas Government Code
Sec. § 411.139
Access to Criminal History Record Information: State Securities Board


(a)

The securities commissioner is entitled to obtain from the department criminal history record information maintained by the department that relates to a person who is:

(1)

an applicant for a certificate of registration under The Securities Act (Article 581-1 et seq., Vernon’s Texas Civil Statutes);

(2)

a holder of a certificate of registration under The Securities Act (Article 581-1 et seq., Vernon’s Texas Civil Statutes);

(3)

an applicant for employment by the State Securities Board; or

(4)

an employee of the State Securities Board.

(b)

Criminal history record information obtained by the securities commissioner under this section may not be released by any person or agency except on court order or with the consent of the person who is the subject of the criminal history record information, unless the information is entered into evidence by the State Securities Board or a court at an administrative proceeding or a civil or criminal action under The Securities Act (Article 581-1 et seq., Vernon’s Texas Civil Statutes).
Added by Acts 2001, 77th Leg., ch. 1091, Sec. 2.23, eff. Sept. 1, 2001. Renumbered from Government Code Sec. 411.137 by Acts 2003, 78th Leg., ch. 1275, Sec. 2(57), eff. Sept. 1, 2003.
Amended by:
Acts 2009, 81st Leg., R.S., Ch. 1146 (H.B. 2730), Sec. 10.14, eff. June 19, 2009.
Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 2.18, eff. January 1, 2022.

(1)

an applicant for a certificate of registration under The Securities Act (Title 12, Government Code);

(2)

a holder of a certificate of registration under The Securities Act (Title 12, Government Code);

(3)

an applicant for employment by the State Securities Board; or

(4)

an employee of the State Securities Board.

(b)

Criminal history record information obtained by the securities commissioner under this section may not be released by any person or agency except on court order or with the consent of the person who is the subject of the criminal history record information, unless the information is entered into evidence by the State Securities Board or a court at an administrative proceeding or a civil or criminal action under The Securities Act (Title 12, Government Code).
Added by Acts 2001, 77th Leg., ch. 1091, Sec. 2.23, eff. Sept. 1, 2001. Renumbered from Government Code Sec. 411.137 by Acts 2003, 78th Leg., ch. 1275, Sec. 2(57), eff. Sept. 1, 2003.
Amended by:
Acts 2009, 81st Leg., R.S., Ch. 1146 (H.B. 2730), Sec. 10.14, eff. June 19, 2009.
Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 2.18, eff. January 1, 2022.
Source
Last accessed
Aug. 5, 2020