Tex. Gov't Code Section 4007.056
Confidentiality of Investigative Information

(a)

All information received in connection with an investigation under Section 4007.053 (Investigative Authority) and all internal notes, memoranda, reports, or communications made in connection with an investigation under that section are confidential.

(b)

The commissioner may not disclose a document or other information made confidential by Subsection (a) unless the disclosure is made:

(1)

to the public under court order for good cause shown; or

(2)

at the commissioner’s discretion, as part of an administrative proceeding or a civil or criminal action to enforce this title.

(c)

The commissioner, at the commissioner’s discretion, may disclose confidential information in the commissioner’s possession to:

(1)

a governmental or regulatory authority or any association of governmental or regulatory authorities approved by board rule; or

(2)

any receiver appointed under Section 4007.151 (Receivership).

(d)

Disclosure of information under Subsection (c) does not violate any other provision of this title or Chapter 552 (Public Information).

(e)

This section may not be interpreted to prohibit or limit the publication of rulings or decisions of the commissioner.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.

Source: Section 4007.056 — Confidentiality of Investigative Information, https://statutes.­capitol.­texas.­gov/Docs/GV/htm/GV.­4007.­htm#4007.­056 (accessed May 4, 2024).

4007.001
Enforcement by Commissioner, Attorney General, and District or County Attorney 4007.002
Means of Enforcement Not Exclusive 4007.051
Complaints Filed with Commissioner or Board 4007.052
Inspections 4007.053
Investigative Authority 4007.054
Service of Subpoena, Summons, or Other Process 4007.055
Enforcement of Subpoena 4007.056
Confidentiality of Investigative Information 4007.057
Compensation of Witnesses 4007.058
Imposition of Costs on Parties 4007.059
Assistance to Securities Regulators in Other Jurisdictions 4007.101
Cease and Desist Order: Offer or Sale of Securities 4007.102
Cease and Desist Order: Investment Adviser or Investment Adviser Representative 4007.103
Cease Publication Order 4007.104
Emergency Cease and Desist Order 4007.105
Denial, Suspension, or Revocation of Registration 4007.106
Assessment of Administrative Fine 4007.107
Hearings on Certain Matters 4007.108
Refund 4007.151
Receivership 4007.152
Injunctive Relief 4007.153
Equitable Relief and Restitution 4007.154
Civil Penalty 4007.155
Recovery of Costs 4007.201
Unauthorized Sale of Securities 4007.202
Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative 4007.203
Fraudulent Conduct 4007.204
Materially False Statement in Document or Proceeding 4007.205
False Statement or Representation Concerning Registration 4007.206
Violation of Cease and Desist Order 4007.207
Noncompliant Offer or Offer Prohibited by Cease Publication Order 4007.208
Aggregation of Amounts 4007.209
Liability of Corporation
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Accessed:
May 4, 2024

§ 4007.056’s source at texas​.gov