Tex. Gov't Code Section 4004.002
Certain Displays or Advertisement of Registration Prohibited

Except as expressly provided by this title, a dealer, agent, investment adviser, or investment adviser representative may not by public display or advertisement use the fact that the person is registered under this title, the person’s registration certificate or evidence of registration, or a certified copy of the certificate or evidence of registration in connection with any sale or effort to sell any security or any rendering of services as an investment adviser.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.

Source: Section 4004.002 — Certain Displays or Advertisement of Registration Prohibited, https://statutes.­capitol.­texas.­gov/Docs/GV/htm/GV.­4004.­htm#4004.­002 (accessed May 18, 2024).

4004.001
Rules for Exemption from Registration Requirements 4004.002
Certain Displays or Advertisement of Registration Prohibited 4004.003
Display of Information Regarding Complaints 4004.051
Registration of Dealers Required 4004.052
Registration of Investment Advisers Required 4004.053
Application for Registration 4004.054
Issuance of Registration Certificate 4004.055
Form and Contents of Registration Certificate 4004.056
Temporary Permission to Engage in Business as Dealer or Investment Adviser 4004.057
Amendment of Registration Certificate 4004.058
Posting Registration Certificates 4004.101
Registration of Agents 4004.102
Registration of Investment Adviser Representatives 4004.103
Application for Registration 4004.104
Issuance of Evidence of Registration 4004.105
Form and Contents of Evidence of Registration 4004.106
Cancellation of Registration 4004.151
Examination Requirements 4004.152
Examination Results 4004.201
Denial of Registration 4004.202
Automatic Revocation of Registration of Agents and Investment Adviser Representatives After Revocation of Registration of Dealer or Investment Adviser 4004.251
Expiration of Registration 4004.252
Renewal of Registration 4004.253
Staggered Renewal 4004.254
Notice of Expiration Required 4004.255
Renewal of Expired Registration 4004.256
Effect of Expired Registration 4004.257
Continuing Education 4004.301
Applicability 4004.302
Notice Filing 4004.303
Effective Date of Notice Filing 4004.304
Renewal 4004.351
Definitions 4004.352
Reporting Suspected Financial Exploitation of Vulnerable Adults 4004.353
Form and Content of Report 4004.354
Notifying Third Parties of Suspected Financial Exploitation of Vulnerable Adults 4004.355
Temporary Hold on Transactions in Certain Cases of Suspected Financial Exploitation of Vulnerable Adults 4004.356
Immunity 4004.357
Records
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Accessed:
May 18, 2024

§ 4004.002’s source at texas​.gov